There’s smart. And then there’s
CFTC SmartCheck gives you easy access to
free tools to check the background of financial
professionals and stay informed on the latest
schemes—directly from government regulators.
SM
It only takes a few minutes.
Better safe than taken, right?
Run a Check:
Know Your Pro
Most financial professionals must be licensed or
registered with a federal or state government financial
regulator or a self-regulatory organization. The tools on
SmartCheck.gov allow you to investigate the background
of financial professionals, including their registration
status, and job and disciplinary history.
SmartCheck.gov
. Visit SmartCheck.gov
to use the following tools:
Test your skills
These interactive videos put you in the driver’s seat for
investment scenarios where you make the call and see
how savvy you are at spotting the red flags of fraud.
Spot it? Speak up
Sketchy offer? Shifty sales tactics?
Give a confidential tip to the CFTC.
Insight for the
informed investor
Protect your investments. Stay one step ahead
of ever-changing marketplaces and scams.
Protecting Investors
CFTC SmartCheck is a campaign of the U.S. Commodity
Futures Trading Commission (CFTC). The CFTC’s mission
is to protect market participants and the public from fraud,
manipulation, abusive practices and systemic risk related
to derivatives—both futures and swaps—and to foster
transparent, open, competitive and financially sound markets.
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