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DOL Fact Sheet - State-Run Plan Guidance - November 2015
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SPARK Institute Follow-Up Comment Letter on- Fiduciary Proposal - September 2015
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SPARK Guaranteed Income Touchpoints Guidelines Press Release - September 2015
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SPARK Guaranteed Income Touchpoints Guidelines - September 2015
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SPARK Institute Comment Letter on Fiduciary Proposal - July 2015
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Improving Outcomes with Electronic Delivery of Retirement Plan Documents - June 2015
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Joint Comment Letter Requqesting Guidance on Hardship and Loan Substantiation - May 2015
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Timing of Annual Disclosure - Proposed Regulation - March 2015
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SEC on No-Action Relief for Non-ERISA Plans - February 2015
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Joint Comment Letter on 408b2 Focus Group ICR - January 2015
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Enforcement: Connecting the Dots - October 2015
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Greetings from California - October 2015
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Report of the Administration & Finance Committee
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New CPE Standards
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Business Entities about Government Assistance - November 2015
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CFTC Staff Self-Assessment of the IOSCO Objectives and Principles of Securities Regulation - October 2014
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Nasdaq's Code of Ethics
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Tick Size Pilot Plan - September 2015
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Options Regulatory Surveillance Authority
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FDIC Supervisory Insights - Summer 2015
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Wells Fargo & Company Wells Fargo Bank, N ational Association Resolution Plan Public Summary
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BNY Mellon - Resolution Plan Public Section - July 2015
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NFA Regulatory Requirements for FCMs, IBs, CPOs and CTAs
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Forex Transactions: A Regulatory Guide
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Daily Confirmation of Funds Covering Liabilities to Retail Forex Customers
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Disclosure Documents: A Guide for CPOs and CTAs
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Retail Off-Exchange Forex Examination Series 34
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Margins Handbook
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Risk Disclosure Statement for Security Futures Contracts
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NFA Arbitration: Customer Arbitration Guide
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150th Anniversary of the OCC: How Honest Abe Built Banks to Save America
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Deadline to Request a Free Foreclosure Review Is December 31
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Electronic Fund Transfer Act, Comptroller's Handbook
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Comptroller Discusses Financial Stability Oversight Council Before the House Financial Services Committee
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Senior Deputy Comptroller Discusses Efforts to Address Challenges Facing Community Banks and Thrifts
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Comptroller of the Currency Discusses Tailoring Supervisory Expectations to the Size and Complexity of Regulated Institutions
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Senior Deputy Comptroller Discusses Challenges Facing Community Banks and Thrifts
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Financial Regulatory Reform: A New Foundation
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Governmentwide Accounting & Reporting GWA Moderization
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Report and Recommendations of the SIPC Modernization Task
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Oversight of the Securities Investor Protection Corporation - September 2015
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Winter 2016 - The Florida Rundown
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Quarterly Medical & Dental Rate Revisions
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DIFS adopts the PACE Act as written
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Automobile Insurance Policies and the 2% Rule
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Government to Issue Regulation to Re-order or Revoke IUPs - December 2015
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Antitrust and Competition
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"EPA Issues Clean Power Plan to Reduce Power Plant Carbon Emissions" – September 2015
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Stay Current Revised (Higher) Hart-Scott-Rodino Act Thresholds - February 2016
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Changes to AIM Rules for Investing Companies - January 12, 2016
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Treasury Issues: Temporary Regulations Regarding the Allocation of Partnership Foreign Tax Expenditures - February 09, 2016
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United States Restricts Visa Waiver Travel - February 4, 2016
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2015 Year-End United Kingdom White Collar Crime Update - February 1, 2016
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Regulatory & Government Affairs - January 20, 2016
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Consumer & Retail Products - January 21, 2016
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Agencies Finalize Margin Rules for Non-Cleared Swaps and Security-Based Swaps - January 28, 2016
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FCA Consultation Paper on the implementation of the Market Abuse Regulation in the UK - January 14, 2016
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Partner Randall Guynn Presents on Resiliency and Resolvability of U.S. G-SIBs at PLI’s “Banking Law Institute 2015” - February 12, 2016
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U.S. Uncleared Swap Margin, Capital and Segregation Rules – January 22, 2016
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Is B/D Desk Commentary Dead? – January 22, 2016
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Thinking About Indemnity Protections after the "Yates Memo" - December 3, 2015
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White Collar Update: DOJ Incorporates Yates Memo into U.S. Attorneys’ Manual - December 1, 2015
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European Regulatory Snapshot: FCA Consultation on Implementation of the Market Abuse Regulation - November 19, 2015
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U.S. Bank Regulators’ Uncleared Swap Margin, Capital and Segregation Rules - November 12, 2015
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UK Takeover Code - Dividends, Acting in Concert and Restrictions and Suspensions of Voting Rights - October 29, 2015
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UK Takeover Code – Offer-Related Arrangements and Equality of Information to Competing Offerors - October 29, 2015
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Heads Up for the 2016 Proxy Season: Companies See Victory on Excluding "Substantially Implemented" Proxy Access - February 16, 2016
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HSR Act Filing Threshold Revisions - January 2016
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New Corporate Offence Modelled on The Bribery Act - December 17, 2015
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Environmental Due Diligence and Risk Allocation in M&A Transactions - December 08, 2015
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Anti-money Laundering Impact in the Regulated Sector - November 2015
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Financial Regulatory Developments Focus – February 18, 2016
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EU-US Agreement on Regulation of Central Counterparties - February 16, 2016
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It’s Annual Report Time—Helpful Tips for the Preparation of 2015 Form 20-F – January 27, 2016
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Shearman & Sterling's Recent Trends and Patterns in the Enforcement of the Foreign Corrupt Practices Act (FCPA) Digest – January 4, 2016
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EU Clearing Obligation for Interest Rate Swaps Set for June 2016 – December 23, 2015
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Iran Sanctions: The Carrot and the Stick – December 1, 2015
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NFA Cybersecurity Notice Takes Effect March 1 - February 19, 201
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Sanctions Alert Issue 46 - February 10, 2016
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Federal Law on Jurisdictional Immunities Adopted - February 8, 2016
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The Cybersecurity Information Sharing Act - January 6, 2016
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Insider Trading & Disclosure Update - Vol. 2, Issue 2 - December 2015
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Paris Climate Change Accord: 195 Countries Agree to Limit Greenhouse Gas Emissions - December 23, 2015
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Insider Trading & Disclosure Update - Vol. 2, Issue 1 - January 2015
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Iran Nuclear Deal Is Implemented: First Look at What It Means for Sanctions Relief and Continuing Compliance - January 2016
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eAlert EU Safe Harbor Ruling - Trends and Courses of Action - November 2015
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Three Ways You May Be Affected by the EU Safe Harbor Ruling - October 2015
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Cuba: New Easing of Sanctions - September 2015
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NY Financial Compliance Landscape May Get Treacherous - April 2015
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Establishing a consistent approach to insurance operations and regulatory reporting – March 2015
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FATCA Update: Treasury Issues Long-Awaited Rules For Foreign Asset Reporting by Domestic Entities - February 1, 2016
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Mainbrace: January 2016 (No. 1) – January 28, 2016
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Michigan Consumer Protection Act Claims Do Not Require Proof of Intent to Deceive - April 26, 2016
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The Dos & Don’ts of Compliance with Anti-Corruption Laws – December 2015
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SEC Adopts Rules to Allow Crowdfunding Beginning May 16, 2016 – December 2, 2015
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Product Liability and Mass Tort – Brochures – July 2015
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U.S. DOE Disclaims Jurisdiction Over Canadian Gas and Authorizes LNG Exports to Non-FTA Nations from Bear Head LNG Project – April 1, 2016
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The U.S. Department of Justice’s New Policy Emphasizing Individual Civil and Criminal Accountability for Corporate Wrongdoing – November 30, 2015
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What To Expect From State Attorneys General This Year – January 3, 2016
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The Miscellaneous Tariff Bill Process Is Alive! Cost Savings for U.S. Manufacturers – May 4, 2016
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Supreme Court Rules That Public Employer’s Motive Determines Liability in Protected Speech Cases – April 28, 2016
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Corporate Disclosure of Government Investigations Under Securities Law – April 27, 2016
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Securing FTC Clearance for a Healthcare Merger – Case Study
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The Federal Aviation Administration Updates Guidance on Obstruction Lighting – December 22, 2015 - Brochure
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FDA's Proposed Powdered Glove Ban: Effect On Device Makers – April 8, 2016
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Food for Thought (and Litigation): FDA Thinks About Defining 'Natural' – January 20, 2016
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Structuring Considerations for Minority Investments – May – June 2016
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After seven years in the doldrums, European securitisation: Making a comeback? – May 19, 2016
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Filling the UK pensions gap - following the introduction of a tapered annual allowance – May 11, 2016
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FCC Issues Tariff Investigation Order and NPRM Which Proposes to Substantially Revise and Expand the Regulation of Business Data Services – May 25, 2016
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U.S. Department of Labor Issues Final Rule Regarding Overtime and "White Collar" Employees – May 23, 2016
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Next Steps: Helping Your Organization Implement the New Medicare Overpayment Rule – PART- I - April 18, 2016
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Next Steps: Helping Your Organization Implement the New Medicare Overpayment Rule – PART - II - April 18, 2016
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National Hockey League (NHL) Scores Big on Attorneys' Fees Against Nondebtors – February 8, 2016
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US and EU Reach a Deal to Save Safe Harbor – February 3, 2016
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The Partial Lifting of Iranian Sanctions Not Quite Business As Usual – January 21, 2016
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SEC Adopts Rules Implementing Forward Incorporation in Form S-1 and Streamlined Financial Statement Requirements for Emerging Growth Companies – January 18, 2016
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New York State Prohibits Discrimination Based on Relationship or Association - May 23, 2016
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U.S. Department of Labor Announces Final Overtime Rule - May 18, 2016
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Criminal liability and the politics of Enforcement - February 2016
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"MoneyGram" Tackles Definition of "Bank" - February 19, 2015
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New Anti-Money Laundering Regulatory Initiative Targets Real Estate Industry – March 2016
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Treasury Department Issues New Regulations to Further Limit Corporate Inversions and New Debt/Equity Regulations to Limit Earnings Stripping – April 15, 2016
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NYSE Requires Foreign Private Issuers to File Semi-Annual Unaudited Financial Information – February 29, 2016
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Regulatory Forecast 2016 - Against the Tide - The Regulatory impact of President Obama’s Final Year
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Regulatory Forecast 2015 - Thriving In An Age Of Regulation
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Current Status of Daily Fantasy Sports in the United States – April 25, 2016
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Rights of Suppliers: An Oil and Gas Industry Primer – March 4, 2016
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SEC Proposes Amendments to Smaller Reporting Company Definition – July 8, 2016
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SEC Applies Advisers Act Provisions to Nonadvisor Fund Service Providers – June 28, 2016
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Controversy Over Interior’s Trust Authority in Alaska Remains Unresolved – July 7, 2016
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Implications of New Lautenberg Act’s Sweeping Changes to Toxic Substances Control Act – June 23, 2016
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DOJ’s Increased Focus on Environmental Criminal Cases – June 13, 2016
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If At First You Do Not Succeed: Fish and Wildlife Service Tries Again With 30-Year Eagle Act Permit – May 31, 2016
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