Presentations (2872)
Exhibit 99.1 For Immediate Release LPL Financial Announces Financial Results for Second Quarter 2015 - Advisory and brokerage assets grew 4% year-over-year to $486 billion - Net new advisory assets reached a record $18 billion over the past 12 months - Share repurchases totaled 2.1 million shares at an investment of $86 million BOSTON - August 5, 2015 — LPL Financial Holdings Inc....
THE LPL FINANCIAL OPPORTUNITY September 11th, 2015 LPL Financial Member FINRA/SIPC Member FINRA/SIPC 1 NOTICES SAFE HARBOR DISCLOSURE Statements in this presentation regarding LPL Financial Holdings Inc.'s (the “Company”) future financial and operating results, outlook, growth, plans, strategies, future market position, ability and plans to repurchase shares and pay...
Exhibit 99.1 For Immediate Release LPL Financial Announces Third Quarter 2015 Results and Updates Capital and Expense Management Plans — Established a new leveraged target of ~4x Net Debt / Adjusted EBITDA — — Increased share repurchase authorization to $500 million — — Strengthened expense management aimed at improving operating leverage and...
Exhibit 99.1 Investor Relations - Chris Koegel, (617) 897-4574 Media Relations - Brett Weinberg, (980) 321-1904 investor.lpl.com/contactus.cfm For Immediate Release LPL Financial Announces Fourth Quarter and Full Year 2015 Results GAAP Results • Q4 2015 net income of $27 million, or $0.28 per share; FY 2015 net income of $169 million, or $1.74 per share • Q4 2015 pre-tax...
For Immediate Release Investor Relations - Chris Koegel, (617) 897-4275 Media Relations - Brett Weinberg, (980) 321-1904 investor.lpl.com/contactus.cfm LPL FINANCIAL REPORTS MONTHLY ACTIVITY FOR JANUARY 2016 SAN DIEGO, Feb. 18, 2016 – Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc....
First Trust Exchange-Traded Fund III First Trust Long/Short Equity ETF (FTLS) Annual Report For the Period September 8, 2014 (Commencement of Operations) through October 31, 2014 Table of Contents First Trust Long/Short Equity ETF (FTLS) Annual Report October 31, 2014 Shareholder Letter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ....
First Trust Exchange-Traded Fund III First Trust Long/Short Equity ETF (FTLS) Annual Report For the Year Ended October 31, 2015 Table of Contents First Trust Long/Short Equity ETF (FTLS) Annual Report October 31, 2015 Shareholder Letter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ....
First Trust/Confluence Small Cap Value Fund AS OF 12/31/15 SMALL CAP/VALUE FUND HIGHLIGHTS INVESTMENT OBJECTIVE ■The portfolio managers follow a disciplined, research driven, investment process which seeks to uncover companies trading at discounts to their intrinsic values. By investing in stocks according to a value-based investment philosophy, the portfolio managers seek to...
First Trust Short Duration High Income Fund AS OF 12/31/15 CURRENT INCOME FUND HIGHLIGHTS INVESTMENT OBJECTIVES n The Fund has a short-duration portfolio limitation, meaning The First Trust Short Duration High Income Fund (the “Fund”) seeks to provide a high level of current income. As a secondary objective, the Fund seeks capital appreciation. There can be no assurance...
First Trust Preferred Securities and Income Fund AS OF 12/31/15 PREFERRED SECURITIES/INCOME FUND HIGHLIGHTS INVESTMENT OBJECTIVES â– Potential for attractive yield to shareholders from earned income. â– Historically, according to the NY Society of Security Analysts, preferred securities dividends are higher than those paid by common equities, with an income stream generally...
FDTS First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund As of 12/31/15 » Fund Objective » Index Description This exchange-traded fund seeks investment results that correspond generally to the price and yield (before the fund’s fees and expenses) of an equity index called the NASDAQ AlphaDEX® Developed Markets Ex-US Small Cap...
FXG First Trust Consumer Staples AlphaDEX® Fund As of 12/31/15 » Fund Objective » Index Description This exchange-traded fund seeks investment results that correspond generally to the price and yield (before the fund’s fees and expenses) of an equity index called the StrataQuant® Consumer Staples Index. » The StrataQuant®...
FGD First Trust Dow Jones Global Select Dividend Index Fund As of 12/31/15 » Fund Objective » Index Description This exchange-traded fund seeks investment results that correspond generally to the price and yield (before the fund’s fees and expenses) of an equity index called the Dow Jones Global Select Dividend Indexâ„ . » The index universe is...
FTLS First Trust Long/Short Equity ETF As of 12/31/15 » Fund Objective » Fund Description This actively managed exchange-traded fund seeks to provide investors with long-term total return. » The First Trust Long/Short Equity ETF seeks to pursue its investment objective by investing in both a long and short portfolio consisting of at least 80% in U.S....
FEMB First Trust Emerging Markets Local Currency Bond ETF As of 12/31/15 » Fund Objectives » Fund Description This exchange-traded fund seeks maximum total return and current income. » The First Trust Emerging Markets Local Currency Bond ETF is an actively managed exchange-traded fund. Under normal market conditions, the fund invests at least 80% of its net...
